-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rc0+EM3qYVOSirjTnduw+wvvB1y7TkFbe+t7HlH+2OQzwdU9W2sh6Ac1EDiEGELM 2r5pwTqNMyAOZNolhcNFXg== 0000950123-97-005783.txt : 19970714 0000950123-97-005783.hdr.sgml : 19970714 ACCESSION NUMBER: 0000950123-97-005783 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 13 FILED AS OF DATE: 19970711 SROS: NONE GROUP MEMBERS: ACMC INC. GROUP MEMBERS: ALPHA ASSURANCES VIE MUTUELLE GROUP MEMBERS: AXA ASSURANCES I.A.R.D. MUTUELLE GROUP MEMBERS: AXA ASSURANCES VIE MUTUELLE GROUP MEMBERS: AXA COURTAGE ASSURANCE MUTUELLE GROUP MEMBERS: AXA-UAP GROUP MEMBERS: CLAUDE BEBEAR GROUP MEMBERS: EQUITABLE CAPITAL MANAGEMENT CORPORATION GROUP MEMBERS: EQUITABLE COMPANIES INC GROUP MEMBERS: EQUITABLE HOLDING CORPORATION GROUP MEMBERS: EQUITABLE INVESTMENT CORPORATION GROUP MEMBERS: FINAXA GROUP MEMBERS: HENRI DE CLERMONT-TONNERRE GROUP MEMBERS: PATRICE GARNIER GROUP MEMBERS: THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE U.S. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCE CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0000825313 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133434400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-40117 FILM NUMBER: 97639614 BUSINESS ADDRESS: STREET 1: 1345 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2129691000 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EQUITABLE COMPANIES INC CENTRAL INDEX KEY: 0000888002 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 133623351 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 787 SEVENTH AVE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125541234 SC 13D/A 1 AMENDMENT TO SCHEDULE 13D 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------ SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 4) Alliance Capital Management L.P. ------------------------------------ (NAME OF ISSUER) Units Representing Assignments of Beneficial Ownership of Limited Partnership Interests ------------------------------------ (TITLE OF CLASS OF SECURITIES) 018548107 ------------------------------------ (CUSIP NUMBER) Alvin H. Fenichel Senior Vice President and Controller The Equitable Companies Incorporated 1290 Avenue of the Americas New York, New York 10104 (212) 314-4094 ------------------------------------ (NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON AUTHORIZED TO RECEIVE NOTICES AND COMMUNICATIONS) With a copy to: Christianne Butte, Head of Central Legal Department AXA-UAP, 9, place Vendome 75001 Paris, France 011-331-40-75-56-38 Not applicable ------------------------------------ (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) IF THE FILING PERSON HAS PREVIOUSLY FILED A STATEMENT ON SCHEDULE 13G TO REPORT THE ACQUISITION WHICH IS THE SUBJECT OF THIS SCHEDULE 13D, AND IS FILING THIS SCHEDULE BECAUSE OF RULE 13d-1(b)(3) OR (4), CHECK THE FOLLOWING BOX / /. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment continuing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) (Page 1 of 59) (Exhibits begin on page 33) 2 - ---------------------------- -------------------------- CUSIP NO. 018548107 SCHEDULE 13D PAGE 2 OF 59 PAGES - ---------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS AXA-UAP - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)[ ] (b)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS * AF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION France - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES See Item 5 BENEFICIALLY --------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH See Item 5 REPORTING --------------------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER See Item 5 --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER See Item 5 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 48,111,283 - See Item 5 (Not to be construed as an admission of beneficial ownership) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 57.20% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON * HC, CO - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! 3 - ---------------------------- -------------------------- CUSIP NO. 018548107 SCHEDULE 13D PAGE 3 OF 59 PAGES - ---------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS FINAXA - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)[ ] (b)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS * AF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION France - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES See Item 5 BENEFICIALLY -------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH See Item 5 REPORTING -------------------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER See Item 5 -------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER See Item 5 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 48,111,283 - See Item 5 (Not to be construed as an admission of beneficial ownership) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 57.20% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON * HC, CO - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! 4 - ---------------------------- -------------------------- CUSIP NO. 018548107 SCHEDULE 13D PAGE 4 OF 59 PAGES - ---------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS AXA Assurances I.A.R.D. Mutuelle - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)[X] (b)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS * AF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION France - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES See Item 5 BENEFICIALLY --------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH See Item 5 REPORTING --------------------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER See Item 5 --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER See Item 5 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 48,111,283 - See Item 5 (Not to be construed as an admission of beneficial ownership) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 57.20% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON * IC - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! 5 - ---------------------------- -------------------------- CUSIP NO. 018548107 SCHEDULE 13D PAGE 5 OF 59 PAGES - ---------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS AXA Assurances Vie Mutuelle - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)[X] (b)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS * AF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION France - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES See Item 5 BENEFICIALLY --------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH See Item 5 REPORTING --------------------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER See Item 5 --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER See Item 5 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 48,111,283 - See Item 5 (Not to be construed as an admission of beneficial ownership) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 57.20% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON * IC - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! 6 - ---------------------------- -------------------------- CUSIP NO. 018548107 SCHEDULE 13D PAGE 6 OF 59 PAGES - ---------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS AXA Courtage Assurance Mutuelle - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)[X] (b)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS * AF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION France - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES See Item 5 BENEFICIALLY --------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH See Item 5 REPORTING --------------------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER See Item 5 --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER See Item 5 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 48,111,283 - See Item 5 (Not to be construed as an admission of beneficial ownership) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 57.20% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON * IC - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! 7 - ---------------------------- -------------------------- CUSIP NO. 018548107 SCHEDULE 13D PAGE 7 OF 59 PAGES - ---------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Alpha Assurances Vie Mutuelle - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)[X] (b)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS * AF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION France - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES See Item 5 BENEFICIALLY --------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH See Item 5 REPORTING --------------------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER See Item 5 --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER See Item 5 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 48,111,283 - See Item 5 (Not to be construed as an admission of beneficial ownership) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 57.20% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON * IC - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! 8 - ---------------------------- -------------------------- CUSIP NO. 018548107 SCHEDULE 13D PAGE 8 OF 59 PAGES - ---------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Claude Bebear, as a Trustee - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)[ ] (b)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS * 00 - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Citizen of France - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES See Item 5 BENEFICIALLY --------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH See Item 5 REPORTING --------------------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER See Item 5 --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER See Item 5 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 48,111,283 - See Item 5 (Not to be construed as an admission of beneficial ownership) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 57.20% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON * IN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! 9 - ---------------------------- -------------------------- CUSIP NO. 018548107 SCHEDULE 13D PAGE 9 OF 59 PAGES - ---------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Patrice Garnier, as a Trustee - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)[ ] (b)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS * 00 - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Citizen of France - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES See Item 5 BENEFICIALLY --------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH See Item 5 REPORTING --------------------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER See Item 5 --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER See Item 5 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 48,111,283 - See Item 5 (Not to be construed as an admission of beneficial ownership) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 57.20% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON * IN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! 10 - ---------------------------- -------------------------- CUSIP NO. 018548107 SCHEDULE 13D PAGE 10 OF 59 PAGES - ---------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Henri de Clermont-Tonnerre, as a Trustee - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)[ ] (b)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS * 00 - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Citizen of France - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES See Item 5 BENEFICIALLY --------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH See Item 5 REPORTING --------------------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER See Item 5 --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER See Item 5 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 48,111,283 - See Item 5 (Not to be construed as an admission of beneficial ownership) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 57.20% - See Item 5 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON * IN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! 11 - ---------------------------- -------------------------- CUSIP NO. 018548107 SCHEDULE 13D PAGE 11 OF 59 PAGES - ---------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS The Equitable Companies Incorporated 13-3623351 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)[ ] (b)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS * AF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 48,111,283 BENEFICIALLY --------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH REPORTING --------------------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 48,111,283 --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 48,111,283 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 57.20% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON * HC, CO - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! 12 - ---------------------------- -------------------------- CUSIP NO. 018548107 SCHEDULE 13D PAGE 12 OF 59 PAGES - ---------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS The Equitable Life Assurance Society of the United States 13-5570651 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)[ ] (b)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS * WC - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 48,111,283 BENEFICIALLY --------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH REPORTING --------------------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 48,111,283 --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 48,111,283 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 57.20% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON * IC, CO - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! 13 - ---------------------------- -------------------------- CUSIP NO. 018548107 SCHEDULE 13D PAGE 13 OF 59 PAGES - ---------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Equitable Holding Corporation 22-2766036 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)[ ] (b)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS * AF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 12,373,495 BENEFICIALLY --------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH REPORTING --------------------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 12,373,495 --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,373,495 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 14.71% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON * HC, CO - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! 14 - ---------------------------- -------------------------- CUSIP NO. 018548107 SCHEDULE 13D PAGE 14 OF 59 PAGES - ---------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Equitable Investment Corporation 13-2694412 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)[ ] (b)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS * AF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 12,351,395 BENEFICIALLY --------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH REPORTING --------------------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 12,351,395 --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,351,395 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 14.68% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON * HC, CO - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! 15 - ---------------------------- -------------------------- CUSIP NO. 018548107 SCHEDULE 13D PAGE 15 OF 59 PAGES - ---------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS ACMC, Inc. 13-2677213 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)[ ] (b)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS * OO - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 33,471,500 BENEFICIALLY --------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH REPORTING --------------------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 33,471,500 --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 33,471,500 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 39.80% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON * CO - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! 16 - ---------------------------- -------------------------- CUSIP NO. 018548107 SCHEDULE 13D PAGE 16 OF 59 PAGES - ---------------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Equitable Capital Management Corporation 13-3266813 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)[ ] (b)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS * OO - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 12,351,395 BENEFICIALLY --------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH REPORTING --------------------------------------------------------------- PERSON WITH 9 SOLE DISPOSITIVE POWER 12,351,395 --------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,351,395 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 14.68% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON * HC, CO - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! 17 Page 17 of 59 Pages This Amendment No. 4 amends and restates in its entirety the Statement on Schedule 13D ("Schedule 13D") initially filed on August 4, 1992 with the Securities and Exchange Commission, by AXA, Midi Participations, Finaxa, the Mutuelles AXA (as herein defined) and the Trustees (as herein defined) of a Voting Trust, as amended by Amendment No. 1 to the Schedule 13D ("Amendment No. 1") filed on July 29, 1993, Amendment No. 2 to the Schedule 13D filed on September 14, 1994 ("Amendment No. 2"), and Amendment No. 3 to the Schedule 13D filed on October 22, 1996 ("Amendment No. 3"), each of which was filed by AXA, Midi Participations (except as to Amendment No. 3), Finaxa, the Mutuelles AXA, the Trustees, The Equitable Companies Incorporated, The Equitable Life Assurance Society of the United States, Equitable Holding Corporation, Equitable Investment Corporation, ACMC, Inc. and Equitable Capital Management Corporation, which Schedule 13D relates to units representing assignments of beneficial ownership of limited partnership interests of Alliance Capital Management L.P., a Delaware limited partnership ("Alliance"). Item 1. Security and Issuer The class of equity securities to which this statement relates is the units representing assignments of beneficial ownership of limited partnership interests (the "Units") of Alliance. The address of the principal executive offices of Alliance is 1345 Avenue of the Americas, New York, New York 10105. Item 2. Identity and Background This statement is being filed by (i) AXA-UAP (formerly known as AXA), a societe anonyme organized under the laws of France, (ii) Finaxa, a societe anonyme organized under the laws of France, (iii) AXA Assurances I.A.R.D. Mutuelle, AXA Assurances Vie Mutuelle, AXA Courtage Assurance Mutuelle (formerly known as Uni Europe Assurance Mutuelle) and Alpha Assurances Vie Mutuelle (into which Alpha Assurances I.A.R.D. Mutuelle was merged), four mutual insurance companies organized under the laws of France (the "Mutuelles AXA") which, acting as a group, control Finaxa and AXA-UAP, (iv) Claude Bebear (Chairman of the Executive Board of AXA-UAP), Patrice Garnier (a member of the Supervisory Board of AXA-UAP) and Henri de Clermont-Tonnerre (a member of the Supervisory Board of AXA-UAP), as Trustees (the "Trustees") of a Voting Trust (the "Voting Trust") established pursuant to a Voting Trust Agreement dated as of May 12, 1992, as amended January 22, 1997, by and among AXA-UAP and the Trustees (the "Voting Trust Agreement"), (v) The Equitable Companies Incorporated, a Delaware corporation ("Equitable Holding"), (vi) The Equitable Life Assurance Society of the United States, a New York stock life insurance company ("Equitable"), (vii) Equitable Holding Corporation, a Delaware corporation ("EHC"), (viii) Equitable Investment Corporation, a New York corporation ("EIC"), (ix) ACMC, Inc., a Delaware corporation ("ACMC"), and (x) Equitable Capital Management Corporation, a Delaware corporation ("ECMC"). AXA-UAP, Finaxa, the Mutuelles AXA, the 18 Page 18 of 59 Pages Trustees, Equitable Holding, Equitable, EHC, EIC, ACMC and ECMC are hereinafter collectively referred to as the "Reporting Persons". AXA-UAP. AXA-UAP ("AXA") is a holding company for an international group of insurance and related financial service companies. The address of AXA's principal business and office is 9, place Vendome, 75001 Paris, France. As of March 5, 1997, 22.4% of the ordinary shares (representing 32.8% of the voting power) of AXA were directly or indirectly controlled by Finaxa. As of March 5, 1997, the Mutuelles AXA, in addition to their indirect beneficial ownership of AXA ordinary shares through Finaxa, directly beneficially owned 3.5% of AXA's ordinary shares (representing 5.0% of the voting power). In addition, as of March 5, 1997, 4.0% of the ordinary shares of AXA without the power to vote were owned by certain subsidiaries of AXA. Finaxa. Finaxa is a holding company. The address of Finaxa's principal business and office is 23, avenue Matignon, 75008 Paris, France. As of March 5, 1997, 61.4% of the voting shares (representing 72.0% of the voting power) of Finaxa were owned by the Mutuelles AXA (one of which, AXA Assurances I.A.R.D. Mutuelle, owned 34.9% of the voting shares, representing 40.0% of the voting power), and 23.7% of the voting shares (representing 14.6% of the voting power) of Finaxa were owned by Banque Paribas, a French bank. Acting as a group, the Mutuelles AXA control Finaxa and AXA. The Mutuelles AXA. The Mutuelles AXA are AXA Assurances I.A.R.D. Mutuelle, AXA Assurances Vie Mutuelle, AXA Courtage Assurance Mutuelle (formerly known as Uni Europe Assurance Mutuelle) and Alpha Assurances Vie Mutuelle. Each of the Mutuelles AXA is a mutual insurance company organized under the laws of France. The address of each of the Mutuelles AXA's principal business and office is as follows: (i) for each of AXA Assurances I.A.R.D. Mutuelle and AXA Assurances Vie Mutuelle, 21, rue de Chateaudun, 75009 Paris, France; (ii) for Alpha Assurances Vie Mutuelle, Tour Franklin, 100-101 Terrasse Boieldieu, Cedex 11, 92042 Paris La Defense, France; and (iii) for AXA Courtage Assurance Mutuelle, 26, rue Louis le Grand, 75002 Paris, France. The Trustees. In order to ensure, for insurance regulatory purposes, that certain indirect minority shareholders of AXA are not able to exercise control over Equitable Holding and certain of its insurance subsidiaries, AXA has agreed pursuant to the Voting Trust Agreement to deposit in the Voting Trust the shares of capital stock of Equitable Holding having voting powers beneficially owned by AXA and certain of its affiliates. AXA or any such affiliate depositing capital stock in the Voting Trust will remain the beneficial owner of all capital stock deposited by it in the Voting Trust, but during the term of the Voting Trust the Trustees will exercise all voting rights with respect to such capital stock. Additional information relating to the Voting Trust Agreement is set forth in the Schedule 13D filed by AXA with respect to its ownership of the capital stock of Equitable Holding. 19 Page 19 of 59 Pages Information with respect to the Trustees is set forth on Exhibit 1 hereto since each of the Trustees is a member of either the Executive Board or the Supervisory Board of AXA. Equitable Holding and Subsidiaries. Equitable Holding is a holding company. As of June 30, 1997, approximately 60.5% of the outstanding shares of common stock as well as certain shares of convertible preferred stock of Equitable Holding were beneficially owned by AXA. On August 4, 1997 (the "Call Date"), Equitable Holding will redeem, for common stock, all of its outstanding 6 1/8% Convertible Subordinated Debentures due 2024 and all outstanding shares of its Series C and Series E Cumulative Convertible Preferred Stock. Giving effect to these redemptions, as of the Call Date, AXA will beneficially own approximately 58.9% of the outstanding common stock of Equitable Holding. Equitable Holding and its subsidiaries (including Equitable, a wholly-owned subsidiary) provide diversified financial services to a broad spectrum of insurance, investment management and investment banking customers. ACMC is a wholly-owned subsidiary of Equitable. EHC is a wholly-owned subsidiary of Equitable which in turn wholly-owns EIC, which in turn wholly-owns ECMC. ECMC, ACMC, EIC, EHC and Equitable Holding are holding companies. The address of the principal business and principal office of Equitable Holding, Equitable, EIC, ACMC and ECMC is 1290 Avenue of the Americas, New York, New York 10104. The address of the principal business and principal office of EHC is 200 Plaza Drive, 2nd Floor, Secaucus, New Jersey 07096-1583. The (i) name, (ii) residence or business address, (iii) present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted and (iv) citizenship of each of the executive officers and directors of each of the Reporting Persons are set forth on Exhibits 1 through 13 hereto. None of the Reporting Persons nor, to the knowledge of any Reporting Person, any natural person named in Exhibits 1 through 13 hereto has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of which any such Reporting Person or person was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, Federal or state securities laws or finding any violation with respect to such laws. Item 3. Source and Amount of Funds or Other Consideration See response to Item 4. Item 4. Purpose of Transaction Alliance was organized as a master limited partnership in 1987 to succeed to the business of ACMC, a Delaware corporation then a subsidiary of Equitable, which began providing investment 20 Page 20 of 59 Pages management services in 1971. On April 21, 1988, the business and substantially all of the operating assets of ACMC were conveyed to Alliance in exchange for a 1% general partnership interest in Alliance and approximately 55% of the then outstanding Units. Equitable and its subsidiaries have acquired for cash beneficial ownership of additional Units subsequent to the formation of Alliance in order to finance sales of shares of mutual funds for which Alliance is the investment adviser. Additional Units were also acquired by Equitable and its subsidiaries in order to provide Alliance with additional capital to take advantage of growth opportunities and strategic global alliances, including Units acquired by Equitable Life as consideration for property transferred to Alliance by Equitable Life and Units acquired for cash in order to provide capital to Alliance for the acquisition in 1993 of Shields Asset Management, Incorporated and its wholly-owned subsidiary, Regent Investor Services, Incorporated. In the future, the Reporting Persons may acquire additional Units or dispose of Units. Under current law, Alliance, as a partnership, generally is not subject to Federal income tax. However, current law also provides that, as a consequence of the public trading of Units, Alliance will be treated as a corporation for Federal income tax purposes beginning on January 1, 1998. Alliance and the Reporting Persons have been examining possible actions, if any, which might be responsive to this potential change in Alliance's tax status. On June 24, 1997, Alliance announced plans for a transaction (the "Transaction"), to be accomplished through a merger expected to be consummated in December 1997. In connection with such merger, Alliance Capital Management Corporation II ("ACMC II"), a Delaware corporation, would become the general partner of Alliance as discussed below and Alliance would merge with a wholly-owned subsidiary of ACMC II formed for the sole purpose of consummating the merger, with Alliance as the surviving entity. In such merger, holders of Units would exchange their existing Units for an equal number of shares of Class A Common Stock of ACMC II, unless such holders elected to continue as limited partners in Alliance, which would cease to be a publicly traded limited partnership as described in the following sentence, or elected to participate in a cash alternative as described below should Equitable decide to offer such an alternative. Following the Transaction, the Units would be subject to severe restrictions on transferability, and Alliance would become a private limited partnership. Depending on the number of holders of Units who elect not to exchange their Units for ACMC II Class A Common Stock, the Units may become eligible for termination of registration under Section 12(b)(4) of the Securities Exchange Act of 1934. Application would be made to list the ACMC II Class A Common Stock on the New York Stock Exchange. In addition, Equitable is considering offering a cash alternative in the Transaction to allow holders of Units to sell their Units to Equitable. The total cash amount in the Transaction would be limited to approximately $300 million or a lesser amount in order to preserve an adequate float in the ACMC II Class A Common Stock following the Transaction. Equitable has not finally 21 Page 21 of 59 Pages determined whether to offer a cash alternative in the Transaction, the amount thereof or the price per Unit it would offer. The Reporting Persons intend to vote their Units in favor of the Transaction and to elect to retain their Units and not exchange them for ACMC II Class A Common Stock. As part of the Transaction, Alliance Capital Management Corporation, a subsidiary of Equitable, would contribute its 1% general partnership interest in Alliance to ACMC II in exchange for ACMC II Class B Common Stock, ACMC II would replace Alliance Capital Management Corporation as the general partner of Alliance and, as a consequence, would be subject to liabilities of Alliance as provided by Delaware law. The ACMC II Class B Common Stock would have sufficient voting power for Alliance Capital Management Corporation to control ACMC II. As a result of the Transaction, ACMC II would hold the partnership interests in Alliance formerly represented by the Units that were exchanged and would receive its pro rata share of Alliance's earnings and distributions. Alliance currently expects its distribution policy to remain unchanged and that ACMC II would pay substantially all of the distributions it receives from Alliance, less taxes, as dividends to holders of its Class A and Class B Common Stock. Alliance has stated that it would not proceed with plans for the Transaction if, during 1997, it determines that changes in federal tax law would make it preferable for Alliance to retain its current ownership form. Tax legislation now under consideration by the Congress provides for permanent partnership tax status for certain publicly traded partnerships, including Alliance, but would subject those partnerships to a new excise tax on gross income. The Transaction is also subject to customary regulatory approvals, final approval by the Board of Directors of Alliance Capital Management Corporation, the approval of Alliance's limited partners and certain other conditions. In connection with the Transaction, Equitable may explore the conversion of its Class A Limited Partnership Interest in Alliance into Units. Except as set forth in this statement, none of the Reporting Persons has any plan or proposals described in Item 4(a)-(j) of Schedule 13D. Item 5. Interest in the Securities of the Issuer (a), (b) As of March 31, 1997, Equitable beneficially owns directly 2,266,288 Units representing 2.69% of the Units outstanding. ACMC beneficially owns directly 33,471,500 Units representing 39.80% of the Units outstanding. ECMC beneficially owns directly 12,351,395 Units (including a Class A Limited Partnership Interest convertible currently into 551,395 Units), representing 14.68% of the Units outstanding. Equitable, ACMC and ECMC have the sole power 22 Page 22 of 59 Pages to vote or direct the vote and the sole power to dispose or direct the disposition of each of their respective Units. In addition, Donaldson, Lufkin & Jenrette Securities Corporation ("DLJ"), 78.22% of the shares of common stock of which are directly and indirectly owned by Equitable Holding, may be deemed, directly or indirectly, to be the beneficial owner of 22,100 Units, acquired solely for investment purposes on behalf of client discretionary accounts. By reason of its ownership interest in ECMC, EIC may be deemed to beneficially own indirectly, and to have voting and dispositive power with respect to, the 12,351,395 Units (including the Class A Limited Partnership Interest convertible currently into 551,395 Units) owned by ECMC, representing 14.68% of the Units outstanding. By reason of its ownership interest in ECMC and DLJ, EHC may be deemed to beneficially own indirectly, and to have voting and dispositive power with respect to 12,373,459 Units including the 12,351,395 Units (including the Class A Limited Partnership Interest convertible currently into 551,395 Units) owned by ECMC and the 22,100 Units held in DLJ client discretionary accounts, representing 14.71% of the Units outstanding. By reason of its ownership interest in ACMC, ECMC and DLJ, Equitable may be deemed to beneficially own indirectly, and to have voting and dispositive power with respect to, the 33,471,500 Units owned by ACMC, the 12,351,395 Units (including the Class A Limited Partnership Interest convertible currently into 551,395 Units) owned by ECMC, the 22,100 Units acquired on behalf of client discretionary accounts by DLJ which, together with the 2,266,288 Units owned directly by Equitable, represent 57.20% of the Units outstanding. By reason of its ownership interest in ACMC, ECMC, DLJ and Equitable, Equitable Holding may be deemed to beneficially own indirectly, and to have voting and dispositive power with respect to, the 33,471,500 Units owned by ACMC, the 12,351,395 Units (including the Class A Limited Partnership Interest convertible currently into 551,395 Units) owned by ECMC, the 2,266,288 Units owned directly by Equitable and the 22,100 Units acquired on behalf of client discretionary accounts by DLJ, representing 57.20% of the Units outstanding. AXA, by virtue of its ownership of 60.5% of the outstanding shares of common stock of Equitable Holding, may be deemed to beneficially own all of the Units of Alliance owned indirectly by Equitable Holding. By reason of the Voting Trust Agreement, the Trustees may also be deemed to be beneficial owners of such Units. In addition, the Mutuelles AXA, as a group, and Finaxa may be deemed to be beneficial owners of such Units. Each of AXA, Finaxa, the Mutuelles AXA and the Trustees expressly declares that the filing of this Schedule 13D shall not be construed as an admission that it is, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owner of such Units. AXA, by reason of its relationship with Equitable Holding, may be deemed to share the power to vote or direct the vote and to dispose or direct the disposition of all of the Units beneficially owned by Equitable Holding. By reason of the Voting Trust arrangement, the Trustees may be deemed and, by reason of their relationship with AXA, the Mutuelles AXA, as a group, and Finaxa may be deemed, to share the power to vote or to direct the vote and to dispose or to direct the disposition of all the Units beneficially owned by Equitable Holding. 23 Page 23 of 59 Pages To the knowledge of the Reporting Persons, the following directors and executive officers of the Reporting Persons listed in Exhibits 1 through 13 hereto beneficially own the following number of outstanding Units and options or other rights to acquire Units presently or within 60 days: Richard H. Jenrette 10,000 Units John T. Hartley 730 Units (all of which are owned by his spouse, Martha Hartley) Arthur L. Liman 1,000 Units William T. McCaffrey 1,000 Units Joseph J. Melone 5,000 Units Peter D. Noris 1,000 Units George J. Sella, Jr. 6,000 Units John S. Chalsty 9,000 Units Dave H. Williams 1,044,456 Units (80,000 of which are owned by his spouse, Reba Williams)
Other than as described above, none of the Reporting Persons beneficially owns any Units or options or other rights to acquire Units presently or within 60 days and, to the knowledge of the Reporting Persons, none of the natural persons listed in Exhibits 1 through 13 hereto beneficially owns any Units or options and other rights to acquire Units within 60 days. (c) No transactions in the Units have been effected during the past 60 days by the Reporting Persons, or, to the knowledge of the Reporting Persons, any natural person named in Exhibit 1 through 13 hereto. (d) Not applicable. (e) Midi Participations, formerly a reporting person as to this statement, was merged into AXA on May 9, 1996. Alpha Assurances I.A.R.D. Mutuelle, formerly a reporting person as to this statement, was merged into Alpha Assurances Vie Mutuelle in 1997. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to the Securities of the Issuer As provided in the Amended and Restated Transfer Agreement dated as of February 23, 1993, as amended and restated on May 28, 1993 (the "Transfer Agreement"), the Class A Limited 24 Page 24 of 59 Pages Partnership Interest has been created as a mechanism to increase the value of ECMC's interest in Alliance to reflect the value of certain assets, which provide for the payment of incentive fees over time, as the value of those assets is realized by Alliance or its subsidiaries during the period beginning with Alliance's fiscal year beginning in 1993, and ending December 31, 1997. For 1996, the most recently completed fiscal year of Alliance, the Class A Limited Partnership Interest had a Unit Sharing Equivalent (as such term is defined in the Transfer Agreement) equal to 551,395 Units. Item 7. Material to be Filed as Exhibits Exhibit 1 Information with respect to Members of the Executive Committee and Supervisory Board of AXA-UAP Exhibit 2 Information with respect to Executive Officers of Finaxa and Members of Finaxa's Conseil d'Administration Exhibit 3 Information with respect to Executive Officers of AXA Assurances I.A.R.D. Mutuelle and Members of AXA Assurances I.A.R.D. Mutuelle's Conseil d'Administration Exhibit 4 Information with respect to Executive Officers of AXA Assurances Vie Mutuelle and Members of AXA Assurances Vie Mutuelle's Conseil d'Administration Exhibit 5 Information with respect to Executive Officers of AXA Courtage Assurance Mutuelle and Members of AXA Courtage Assurance Mutuelle's Conseil d'Administration Exhibit 6 Information with respect to Executive Officers of Alpha Assurances Vie Mutuelle and Members of Alpha Assurances Vie Mutuelle's Conseil d'Administration Exhibit 7 Intentionally omitted since Alpha Assurances I.A.R.D. Mutuelle was merged into Alpha Assurances Vie Mutuelle. Exhibit 8 Information with respect to the Executive Officers and Directors of The Equitable Companies Incorporated Exhibit 9 Information with respect to the Executive Officers and Directors of The Equitable Life Assurance Society of the United States Exhibit 10 Information with respect to the Executive Officers and Directors of Equitable Holding Corporation 25 Page 25 of 59 Pages Exhibit 11 Information with respect to the Executive Officers and Directors of Equitable Investment Corporation Exhibit 12 Information with respect to the Executive Officers and Directors of ACMC, Inc. Exhibit 13 Information with respect to the Executive Officers and Directors of Equitable Capital Management Corporation Exhibit 14 Filing Agreement with respect to the Schedule 13D among the Reporting Persons (incorporated by reference to Exhibit 17 of the Schedule 13D filed on August 4, 1992) Exhibit 15 Powers of Attorney with respect to the Schedule 13D (incorporated by reference to Exhibit 15 filed with Amendment No. 3 to the Schedule 13D filed on October 22, 1996) Exhibit 16 Amended and Restated Transfer Agreement dated as of February 23, 1993, as amended and restated on May 28, 1993 (incorporated by reference to Exhibit 19 filed with Amendment No. 1 to the Schedule 13D filed on July 29, 1993) 26 Page 26 of 59 Pages Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: July 11, 1997 AXA-UAP Finaxa AXA Assurances I.A.R.D. Mutuelle AXA Assurances Vie Mutuelle AXA Courtage Assurance Mutuelle Alpha Assurances Vie Mutuelle Claude Bebear, Patrice Garnier and Henri de Clermont-Tonnerre, as Trustees under the Voting Trust Agreement By /s/ Alvin H. Fenichel ---------------------------------- Name: Alvin H. Fenichel Title: Attorney-in-Fact 27 Page 27 of 59 Pages Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: July 11, 1997 THE EQUITABLE COMPANIES INCORPORATED By /s/ Alvin H. Fenichel -------------------------------------- Name: Alvin H. Fenichel Title: Senior Vice President and Controller 28 Page 28 of 59 Pages Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: July 11, 1997 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES By /s/ Alvin H. Fenichel --------------------------------------- Name: Alvin H. Fenichel Title: Senior Vice President and Controller 29 Page 29 of 59 Pages Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: July 11, 1997 EQUITABLE HOLDING CORPORATION By /s/ Edward J. Hayes ---------------------------------- Name: Edward J. Hayes Title: President and Chief Executive Officer 30 Page 30 of 59 Pages Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: July 11, 1997 EQUITABLE INVESTMENT CORPORATION By /s/ Louis M. Ocone ------------------------------ Name: Louis M. Ocone Title: Senior Vice President and Controller 31 Page 31 of 59 Pages Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: July 11, 1997 ACMC, INC. By /s/ Louis M. Ocone -------------------------- Name: Louis M. Ocone Title: Executive Vice President and Chief Financial Officer 32 Page 32 of 59 Pages Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: July 11, 1997 EQUITABLE CAPITAL MANAGEMENT CORPORATION By /s/ Louis M. Ocone -------------------------------- Name: Louis M. Ocone Title: Executive Vice President and Chief Financial Officer EX-99.1 2 EXECUTIVE OFFICERS INFORMATION 1 Page 33 of 59 Pages Exhibit 1 Members of the Executive Committee and Supervisory Board of AXA-UAP The names and titles (for the Executive Committee members) of the Members of the Executive Committee and Supervisory Board of AXA-UAP and their business addresses and principal occupations are set forth below. If no address is given, the Member's business is that of AXA-UAP at 9, place Vendome, 75001 Paris, France. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to AXA-UAP and each individual is a citizen of the Republic of France. Members of the Executive Committee
Name, Business Address Present Principal Occupation ---------------------- ---------------------------- Claude Bebear Chairman of the Executive Board Donald Brydon (1) Senior Executive Vice President, AXA Asset Management Europe Henri de Castries Senior Executive Vice President, Financial Services and Insurance Activities (U.S. and U.K.) John Chalsty (2) Senior Executive Vice President; Chairman and Chief Executive Officer, Donaldson, Lufkin & Jenrette, Inc. (investment banking) Francoise Colloc'h Senior Executive Vice President, Group Human Resources and Communications Jean-Pierre Gerard (3) Senior Executive Vice President; Chief Executive Officer, Royale Belge (insurance) Michael Hart (1) Senior Executive Vice President; Chief Executive Officer, Sun Life & Provincial Holdings PLC (insurance) Denis Kessler Senior Executive Vice President, Insurance Activities outside France, U.K. and the U.S.
2 Page 34 of 59 Pages
Name, Business Address Present Principal Occupation ---------------------- ---------------------------- Claas Kleyboldt (4) Senior Executive Vice President; Chairman of the Executive Board of Colonia Konzern AG (insurance) Gerard de La Martiniere Senior Executive Vice President, Chief Financial Officer Joseph J. Melone (2) Senior Executive Vice President; Chief Executive Officer, The Equitable Companies Incorporated Jean-Louis Meunier Senior Executive Vice President, Chief Underwriting Officer Michel Pinault Senior Executive Vice President, Group Administration Claude Tendil Senior Executive Vice President, Chairman and Chief Executive Officer - French Insurance Activities, international risks, transnational insurance projects and information systems policy Geoff Tomlinson (5) Senior Executive Vice President; Managing Director, National Mutual Holdings (insurance) Dave H. Williams (2) Senior Executive Vice President; Chairman and Chief Executive Officer, Alliance Capital Management Corporation (investment adviser)
Members of the Supervisory Board
Name, Business Address Present Principal Occupation ---------------------- ---------------------------- Jacques Friedmann Chairman of the Supervisory Board Jean-Louis Beffa Chairman and Chief Executive Officer, "Les Miroirs" Compagnie de St. Gobain (industry) Cedex 27 92096 Paris La Defense, France
3 Page 35 of 59 Pages
Name, Business Address Present Principal Occupation ---------------------- ---------------------------- Antoine Bernheim General Partner, Lazard Freres et Cie 121, Boulevard Haussman (investment banking); Chairman, 75008 Paris, France Assicurazioni Generali S.p.A. (insurance) Jacques Calvet Chairman of the Executive Board, 75, avenue de la Grande Armee Peugeot S.A. (auto manufacturer) 75116 Paris, France Henri de Clermont-Tonnerre Chairman of the Supervisory Board, 90, rue de Miromesnil Qualis SCA (transportation) 75008 Paris, France David Dautresme General Partner, Lazard Freres et Cie 121, Bulevard Haussman (investment banking) 75008 Paris, France Guy Dejouany Honorary Chairman, Compagnie 52, rue d'Anjou General des Eaux (industry and 75008 Paris, France services) Paul Desmarais (7) Chairman and Chief Executive Officer, 751, Square Victoria Power Corporation of Canada (industry Montreal Quebec and services) H3Y 3J7 Canada Jean-Rene Fourtou Chairman and Chief Executive Officer, 25, quai Paul Doumer Rhone-Poulenc S.A. (industry) 92408 Courbevoie, France Michel Francois-Poncet Chairman of the Supervisory Board, 3, rue d'Autin Compagnie Financiere de Paribas 75002 Paris, France (financial services and banking) Patrice Garnier Retired Latreaumont 76360 Baretin, France Anthony J. Hamilton (1) General Partner, Fox-Pitt, Kelton 35 Wilson Street Limited (finance) London, England EC2M 2SJ
4 Page 36 of 59 Pages
Name, Business Address Present Principal Occupation ---------------------- ---------------------------- Henri Hottinguer (6) Chairman and Chief Executive Officer, 38, rue de Provence Banque Hottinguer (banking) 75009 Paris, France Richard H. Jenrette (2) Senior Advisor, Donaldson, Lufkin & c/o Donaldson, Lufkin & Jenrette, Jenrette, Inc. (investment banking) Inc. 277 Park Avenue New York, New York 10172 Henri Lachmann Chairman and Chief Executive Officer, 56, rue Jean Giraudoux Strafor Facom (office furniture) 67000 Strasbourg, France Gerard Mestrallet Chairman and Chief Executive Officer, 1, rue d'Astorg Compagnie de Suez (finance) 75008 Paris, France Friedel Neuber Chairman of the Executive Board, Girozentrade Herzogstrasse 15 WestDeutsche Landesbank (banking) D40127 Dusseldorf, Germany Alfred von Oppenheim (4) Chairman, Bank Oppenheim (banking) Konsortium Oppenheim Unter SachsenRausen 4 50667 Koln, Germany Michel Pebereau Chairman and Chief Executive Officer, 16, Boulevard des Italiens Banque Nationale de Paris (banking) 75009 Paris, France Didier Pineau-Valencienne Chairman and Chief Executive Officer, 64-70, avenue Jean Baptiste Schneider S.A. (electric equipment) Clement 92646 Boulogne Cedex, France Bruno Roger General Partner, Lazard Freres & Cie 21, Boulevard Haussman (investment banking) 75008 Paris, France Simone Rozes First Honorary President, Cour de 2, rue Villaret de Joyeuse Cassation (government) 75017 Paris, France
5 Page 37 of 59 Pages Name, Business Address Present Principal Occupation - -------------------------------------------- ---------------------------- (1) Citizen of the United Kingdom (2) Citizen of the United States of America (3) Citizen of Belgium (4) Citizen of Germany (5) Citizen of Australia (6) Citizen of Switzerland (7) Citizen of Canada EX-99.2 3 EXECUTIVE OFFICERS INFORMATION 1 Page 38 of 59 Pages Exhibit 2 Executive Officers and Members of Conseil d'Administration of FINAXA The names of the Members of Conseil d'Administration and the names and titles of the Executive Officers of Finaxa and their business addresses and principal occupations are set forth below. If no address is given, the Member's or Executive Officer's business address is that of Finaxa at 23, avenue Matignon, 75008 Paris, France. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to Finaxa and each individual is a citizen of the Republic of France.
Name, Business Address Present Principal Occupation ---------------------- ---------------------------- * Claude Bebear Chairman and Chief Executive Officer; Chairman of the Executive Board, AXA-UAP * Henri de Castries Senior Executive Vice President, Financial Services and Life Insurance Activities (U.S. & U.K.), AXA-UAP * Henri de Clermont-Tonnerre Chairman of the Supervisory Board, 90, rue de Miromesnil Qualis SCA (transportation) 75008 Paris, France * Jean-Rene Fourtou Chairman and Chief Executive Officer, 25, quai Paul Doumer Rhone-Poulenc S.A. (industry) 92408 Courbevoie, France * Patrice Garnier Retired Latreaumont 76360 Baretin, France * Henri Hottinguer (1) Chairman and Chief Executive Officer, 38, rue de Provence Banque Hottinguer (banking) 75009 Paris, France * Paul Hottinguer (1) Assistant Chairman and Chief Executive 38, rue de Provence Officer, Banque Hottinguer (banking) 75009 Paris, France
2 Page 39 of 59 Pages
Name, Business Address Present Principal Occupation ---------------------- ---------------------------- * Henri Lachmann Chairman and Chief Executive Officer, 56, rue Jean Giraudoux Strafor Facom (office furniture) 67000 Strasbourg, France * Andre Levy-Lang Chief Executive Officer, Paribas 3, rue d'Antin 75002 Paris, France Gerard de La Martiniere Chief Executive Officer; Senior Executive Vice President, Chief Financial Officer, AXA-UAP * Georges Rousseau Retired 2, rue des Mouettes 76130 Mont Saint Aignan, France
- ------------------------------------------- * Member, Conseil d'Administration (1) Citizen of Switzerland EX-99.3 4 EXECUTIVE OFFICERS INFORMATION 1 Page 40 of 59 Pages Exhibit 3 Executive Officers and Members of Conseil d'Administration of AXA ASSURANCES I.A.R.D. MUTUELLE The names of the Members of Conseil d'Administration and the names and titles of the Executive Officers of AXA Assurances I.A.R.D. Mutuelle and their business addresses and principal occupations are set forth below. If no address is given, the Member's or Executive Officer's business address is that of AXA Assurances I.A.R.D. Mutuelle at 21, rue de Chateaudun, 75009 Paris, France. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to AXA Assurances I.A.R.D. Mutuelle and each individual is a citizen of the Republic of France.
Name, Business Address Present Principal Occupation ---------------------- ---------------------------- * Claude Bebear Chairman; Chairman of the Executive 23, avenue Matignon Board, AXA-UAP 75008 Paris, France Jean-Luc Bertozzi Executive Officer * Jean-Pierre Chaffin Manager, Federation de la Metallurgie 5, rue la Bruyere (industry) 75009 Paris, France * Gerard Coutelle Retired * Henri de Castries Senior Executive Vice President, 23, avenue Matignon Financial Services and Life Insurance 75008 Paris, France Activities (U.S. & U.K.), AXA-UAP * Jean-Rene Fourtou Chairman and Chief Executive Officer, 25, quai Paul Doumer Rhone-Poulenc S.A. (industry) 92408 Courbevoie, France * Patrice Garnier Retired Latreaumont 76360 Baretin, France * Henri Lachmann Chairman and Chief Executive Officer, 56, rue Jean Giraudoux Strafor Facom (office furniture) 67000 Strasbourg, France
2 Page 41 of 59 Pages
Name, Business Address Present Principal Occupation ---------------------- ---------------------------- * Francois Richer Retired * Georges Rousseau Retired 2, rue des Mouettes 76130 Mont Saint Aignan, France * Claude Tendil Chief Executive Officer; Senior Executive Vice President, French Insurance Activities, AXA-UAP * Nicolas Thiery Chairman and Chief Executive Officer, 6 Cite de la Chapelle Etablissements Jaillard (management 75018 Paris, France consulting) * Francis Vaudour Chief Executive Officer, Segafredo 14, boulevard Industriel Zanetti France S.A. (coffee importing 76301 Sotteville les Rouen, and processing) France
- ------------------------------------------- * Member, Conseil d'Administration EX-99.4 5 EXECUTIVE OFFICERS INFORMATION 1 Page 42 of 59 Pages Exhibit 4 Executive Officers and Members of Conseil d'Administration of AXA ASSURANCES VIE MUTUELLE The names of the Members of Conseil d'Administration and the names and titles of the Executive Officers of AXA Assurances Vie Mutuelle and their business addresses and principal occupations are set forth below. If no address is given, the Member's or Executive Officer's business address is that of AXA Assurances Vie Mutuelle at 21, rue de Chateaudun, 75009 Paris, France. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to AXA Assurances Vie Mutuelle and each individual is a citizen of the Republic of France.
Name, Business Address Present Principal Occupation ---------------------- ---------------------------- * Claude Bebear Chairman; Chairman of the Executive 23, avenue Matignon Board, AXA-UAP 75008 Paris, France Jean-Luc Bertozzi Executive Officer * Jean-Pierre Chaffin Manager, Federation de la Metallurgie 5, rue la Bruyere (industry) 75009 Paris, France * Henri de Castries Senior Executive Vice President, 23, avenue Matignon Financial Services and Life Insurance 75008 Paris, France Activities (U.S. & U.K.), AXA-UAP * Henri de Clermont-Tonnerre Chairman of the Supervisory Board, 90, rue de Miromesnil Qualis SCA (transportation) 75008 Paris, France * Gerard Coutelle Retired * Jean-Rene Fourtou Chairman and Chief Executive Officer, 25, quai Paul Doumer Rhone-Poulenc S.A. (industry) 92408 Courbevoie, France * Henri Lachmann Vice Chairman; Chairman and Chief 56, rue Jean Giraudoux Executive Officer, Strafor Facom (office 67000 Strasbourg, France furniture) * Francois Richer Retired
2 Page 43 of 59 Pages
Name, Business Address Present Principal Occupation ---------------------- ---------------------------- * Georges Rousseau Retired 2, rue des Mouettes 76130 Mont Saint Aignan, France * Claude Tendil Chief Executive Officer; Senior Executive Vice President, French Insurance Activities, AXA-UAP * Nicolas Thiery Chairman and Chief Executive Officer, 6 Cite de la Chapelle Etablissements Jaillard (management 75018 Paris, France consulting) * Francis Vaudour Chief Executive Officer, Segafredo 14, boulevard Industriel Zanetti France S.A. (coffee importing 76301 Sotteville les Rouen, and processing) France
- ------------------------------------------- * Member, Conseil d'Administration EX-99.5 6 EXECUTIVE OFFICERS INFORMATION 1 Page 44 of 59 Pages Exhibit 5 Executive Officers and Members of Conseil d'Administration of AXA COURTAGE ASSURANCE MUTUELLE The names of the Members of Conseil d'Administration and the names and titles of the Executive Officers of AXA Courtage Assurance Mutuelle and their business addresses and principal occupations are set forth below. If no address is given, the Member's or Executive Officer's business address is that of AXA Courtage Assurance Mutuelle at 26, rue de Louis-le-Grand, 75002 Paris, France. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to AXA Courtage Assurance Mutuelle and each individual is a citizen of the Republic of France.
Name, Business Address Present Principal Occupation ---------------------- ---------------------------- * Claude Bebear Chairman; Chairman of the Executive 23, avenue Matignon Board, AXA-UAP 75008 Paris, France * Francis Cordier Chairman and Chief Executive Officer, rue Nicephore Niepce BP 232 76304 Group Demay Lesieur (food industry) Sotteville Les Rouen, France * Gerard Coutelle Retired * Henri de Castries Senior Executive Vice President, 23, avenue Matignon Financial Services and Life Insurance 75008 Paris, France Activities (U.S. & U.K.), AXA-UAP * Jean-Rene Fourtou Chairman and Chief Executive Officer, 25, quai Paul Doumer Rhone-Poulenc S.A. (industry) 92408 Courbevoie, France * Patrice Garnier Retired Latreaumont 76360 Baretin, France * Henri Lachmann Vice Chairman; Chairman and Chief 56, rue Jean Giraudoux Executive Officer, Strafor Facom (office 67000 Strasbourg, France furniture)
2 Page 45 of 59 Pages
Name, Business Address Present Principal Occupation ---------------------- ---------------------------- * Francis Magnan Chairman and Chief Executive Officer, 50, boulevard des Dames Compagnie Daher (air and sea 13002 Marseille, France transportation) * Jean de Ribes Chairman and Chief Executive Officer, 13, rue Notre Dame des Victoires Banque Rivaud (banking) 75008 Paris, France * Georges Rousseau Retired 2, rue des Mouettes 76130 Mont Saint Aignan, France * Jean-Paul Saillard Manager, AXA-UAP 23, avenue Matignon 75008 Paris, France * Claude Tendil Chief Executive Officer; Senior 21, rue de Chateaudun Executive Vice President, French 75009 Paris, France Insurance Activities, AXA-UAP
- ------------------------------------------- * Member, Conseil d'Administration EX-99.6 7 EXECUTIVE OFFICERS INFORMATION 1 Page 46 of 59 Pages Exhibit 6 Executive Officers and Members of Conseil d'Administration of ALPHA ASSURANCES VIE MUTUELLE The names of the Members of Conseil d'Administration and the names and titles of the Executive Officers of Alpha Assurances Vie Mutuelle and their business addresses and principal occupations are set forth below. If no address is given, the Member's or Executive Officer's business address is that of Alpha Assurances Vie Mutuelle at Tour Franklin, 100/101 Terrasse Boieldieu, Cedex 11, 92042 Paris La Defense, France. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to Alpha Assurances Vie Mutuelle and each individual is a citizen of the Republic of France.
Name, Business Address Present Principal Occupation ---------------------- ---------------------------- * Claude Bebear Chairman; Chairman of the Executive 23, avenue Matignon Board, AXA-UAP 75008 Paris, France * Henri Brischoux Corporate Secretary; G.I.E. AXA 21, rue de Chateaudun France 75009 Paris, France * Bernard Cornille Audit Manager, AXA Assurances 21, rue de Chateaudun 75009 Paris, France * Henri de Castries Senior Executive Vice President, 23, avenue Matignon Financial Services and Life Insurance 75008 Paris, France Activities (U.S. & U.K.), AXA-UAP * Henri de Clermont-Tonnerre Chairman of the Supervisory Board, 90, rue de Miromesnil Qualis SCA (transportation) 75008 Paris, France * Claude Fath Executive Officer * Jean-Rene Fourtou Chairman and Chief Executive Officer, 25, quai Paul Doumer Rhone-Poulenc S.A. (industry) 92408 Courbevoie, France
2 Page 47 of 59 Pages
Name, Business Address Present Principal Occupation ---------------------- ---------------------------- * Patrice Garnier Retired Latreaumont 76360 Baretin, France * Henri Lachmann Vice Chairman; Chairman and Chief 56, rue Jean Giraudoux Executive Officer, Strafor Facom (office 67000 Strasbourg, France furniture) * Georges Rousseau Retired 2, rue des Mouettes 76130 Mont Saint Aignan, France * Claude Tendil Chief Executive Officer; Senior 21, rue de Chateaudun Executive Vice President, French 75009 Paris, France Insurance Activities, AXA-UAP * Francis Vaudour Chief Executive Officer, Segafredo 14, boulevard Industriel Zanetti France S.A. (coffee importing 76301 Sotteville les Rouen, and processing) France
- ------------------------------------------- * Member, Conseil d'Administration EX-99.8 8 EXECUTIVE OFFICERS INFORMATION 1 Page 48 of 59 Pages Exhibit 8 Executive Officers and Directors of The Equitable Companies Incorporated The names of the Directors and the names and titles of the Executive Officers of The Equitable Companies Incorporated ("EQ") and their business addresses and principal occupations are set forth below. If no address is given, the Director's or Executive Officer's business address is that of EQ at 1290 Avenue of the Americas, New York, New York 10104. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to EQ and each individual is a United States citizen.
Name, Business Address Present Principal Occupation ---------------------- ---------------------------- * Claude Bebear (1) Chairman of the Board; Chairman of the AXA-UAP Executive Board, AXA-UAP 23, avenue Matignon 75008 Paris, France * John S. Chalsty Chairman and Chief Executive Officer, Donaldson, Lufkin & Jenrette, Inc. Donaldson, Lufkin & Jenrette, Inc. 277 Park Avenue (investment banking firm) New York, NY 10172 * Francoise Colloc'h (1) Senior Executive Vice President, Group AXA-UAP Human Resources and 23, avenue Matignon Communications, AXA-UAP 75008 Paris, France * Henri de Castries (1) Vice Chairman of the Board; Senior AXA-UAP Executive Vice President-Financial 23, avenue Matignon Services and Life Insurance Activities 75008 Paris, France (U.S. & U.K.), AXA-UAP * Joseph L. Dionne Chairman and Chief Executive Officer, The McGraw Hill Companies The McGraw Hill Companies 1221 Avenue of the Americas (publishing) New York, NY 10020 * William T. Esrey Chairman and Chief Executive Officer, Sprint Corporation Sprint Corporation P.O. Box 11315 (telecommunications) Kansas City, MO 64112
2 Page 49 of 59 Pages
Name, Business Address Present Principal Occupation ---------------------- ---------------------------- * Jean-Rene Fourtou (1) Chairman and Chief Executive Officer, Rhone-Poulenc S.A. Rhone-Poulenc S.A. (manufacturer of 25 quai Paul Doumer chemicals and agricultural products) 92408 Courbevoie Cedex, France Robert E. Garber Executive Vice President and General Counsel * Donald J. Greene, Esq. Counselor-at-Law; Partner, LeBoeuf, LeBoeuf, Lamb, Greene & MacRae, Lamb, Greene & MacRae, L.L.P. (law L.L.P. firm) 125 West 55th Street New York, NY 10019 * Anthony J. Hamilton (2) Chairman and Chief Executive Officer, Fox-Pitt, Kelton Group Limited Fox-Pitt, Kelton Group Limited 35 Wilson Street (investment banking firm) London, England EC2M 2SJ * John T. Hartley Retired Chairman and Chief Executive Harris Corporation Officer, Harris Corporation 1025 Nasa Boulevard (manufacturer of electronic, telephone Melbourne, FL 32919 and copying systems) * John H. F. Haskell, Jr. Director and Managing Director, Dillon, Dillon, Read & Co., Inc. Read & Co., Inc. (investment banking 535 Madison Avenue firm) New York, NY 10028 * Mary R. (Nina) Henderson President, CPC Specialty Markets CPC Specialty Markets Group Group of CPC International, Inc. (food 700 Sylvan Avenue manufacturer) Englewood Cliffs, NJ 07632 * W. Edwin Jarmain (3) President, Jarmain Group Inc. (private Jarmain Group Inc. investment holding company) 121 King Street West Suite 2525, Box 36 Toronto, Ontario M5H 3T9 Canada
3 Page 50 of 59 Pages
Name, Business Address Present Principal Occupation ---------------------- ---------------------------- * Winthrop Knowlton Chairman, Knowlton Brothers, Inc. Knowlton Brothers, Inc. (private investment firm); President and 530 Fifth Avenue Chief Executive Officer, Knowlton New York, NY 10036 Associates, Inc. (consulting firm) * Arthur L. Liman Counselor-at-Law; Partner, Paul, Weiss, Paul, Weiss, Rifkind, Wharton & Rifkind, Wharton & Garrison (law firm) Garrison 1285 Avenue of the Americas New York, NY 10019 William T. McCaffrey Executive Vice President and Chief Administrative Officer; Senior Executive Vice President and Chief Operating Officer, The Equitable Life Assurance Society of the United States * Joseph J. Melone Chief Executive Officer and President; Chairman and Chief Executive Officer, The Equitable Life Assurance Society of the United States Peter D. Noris Executive Vice President and Chief Investment Officer; Executive Vice President and Chief Investment Officer, The Equitable Life Assurance Society of the United States * Didier Pineau-Valencienne (1) Chairman and Chief Executive Officer, 6470, avenue Jean Baptiste Clement Schneider S.A. (electric equipment) 92646 Boulogne-Billancourt Cedex, France * George J. Sella, Jr. Retired Chairman and Chief Executive American Cyanamid Company Officer, American Cyanamid Company P.O. Box 397 (manufacturer of pharmaceutical Newton, NJ 07860 products and agricultural products) Jose Suquet Executive Vice President; Executive Vice President and Chief Agency Officer; The Equitable Life Assurance Society of the United States
4 Page 51 of 59 Pages
Name, Business Address Present Principal Occupation ---------------------- ---------------------------- Stanley B. Tulin Executive Vice President and Chief Financial Officer; Senior Executive Vice President and Chief Financial Officer, The Equitable Life Assurance Society of the United States * Dave H. Williams Chairman and Chief Executive Officer, Alliance Capital Alliance Capital Management Management Corporation Corporation (investment adviser) 1345 Avenue of the Americas New York, NY 10105
- ------------------------------------------- * Director (1) Citizen of the Republic of France (2) Citizen of the United Kingdom (3) Citizen of Canada EX-99.9 9 EXECUTIVE OFFICERS INFORMATION 1 Page 52 of 59 Pages Exhibit 9 Executive Officers and Directors of The Equitable Life Assurance Society of the United States The names of the Directors and the names and titles of the Executive Officers of The Equitable Life Assurance Society of the United States ("Equitable") and their business addresses and principal occupations are set forth below. If no address is given, the Director's or Executive Officer's business address is that of Equitable at 1290 Avenue of the Americas, New York, New York 10104. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to Equitable and each individual is a United States citizen.
Name, Business Address Present Principal Occupation ---------------------- ---------------------------- * Claude Bebear (1) Chairman of the Executive Board, AXA- AXA-UAP UAP 23, avenue Matignon 75008 Paris, France * Christopher J. Brocksom (2) Retired Chief Executive Officer, Elbury 9 AXA Equity & Law Life Assurance Weedon Lane Society plc Buckinghamshire HP6505 England * Francoise Colloc'h (1) Senior Executive Vice President, Group AXA-UAP Human Resources and Communications, 23, avenue Matignon AXA-UAP 75008 Paris, France * Henri de Castries (1) Senior Executive Vice President Financial AXA-UAP Services and Life Insurance Activities (U.S. 23, avenue Matignon & U.K.), AXA-UAP 75008 Paris, France * Joseph L. Dionne Chairman and Chief Executive Officer, The The McGraw Hill Companies McGraw Hill Companies (publishing) 1221 Avenue of the Americas New York, NY 10020 * William T. Esrey Chairman and Chief Executive Officer, Sprint Corporation Sprint Corporation (telecommunications) P.O. Box 11315 Kansas City, MO 64112
2 Page 53 of 59 Pages
Name, Business Address Present Principal Occupation ---------------------- ---------------------------- * Jean-Rene Fourtou (1) Chairman and Chief Executive Officer, Rhone-Poulenc S.A. Rhone-Poulenc S.A. 25 quai Paul Doumer (manufacturer of chemicals and agricultural 92408 Courbevoie Cedex, products) France * Norman C. Francis President, Xavier University of Louisiana Xavier University of Louisiana 7235 Palmetto Street New Orleans, LA 70125 Robert E. Garber Executive Vice President and General Counsel; Executive Vice President and General Counsel, The Equitable Companies Incorporated * Donald J. Greene, Esq. Counselor-at-Law; Partner, LeBoeuf, LeBoeuf, Lamb, Greene & MacRae, Lamb, Greene & MacRae, L.L.P. L.L.P. (law firm) 125 West 55th Street New York, NY 10019 * John T. Hartley Retired Chairman and Chief Executive Harris Corporation Officer, Harris Corporation (manufacturer 1025 Nasa Boulevard of electronic, telephone and copying Melbourne, FL 32919 systems) * John H.F. Haskell, Jr. Director and Managing Director, Dillon, Dillon, Read & Co., Inc. Read & Co., Inc. (investment banking firm) 535 Madison Avenue New York, NY 10022 * Mary R. (Nina) Henderson President, CPC Specialty Markets Group CPC Specialty Markets Group of CPC International, Inc. (food 700 Sylvan Avenue manufacturer) Englewood Cliffs, NJ 07632 * W. Edwin Jarmain (3) President, Jarmain Group Inc. (private Jarmain Group Inc. investment holding company) 121 King Street West Suite 2525 Toronto, Ontario M5H379 Canada
3 Page 54 of 59 Pages
Name, Business Address Present Principal Occupation ---------------------- ---------------------------- * G. Donald Johnston, Jr. Retired Chairman and Chief Executive 184-400 Ocean Rd. Officer, JWT Group, Inc. (advertising) John's Island Vero Beach, FL 32963 * Winthrop Knowlton Chairman, Knowlton Brothers, Inc. (private Knowlton Brothers, Inc. investment firm); President and Chief 530 Fifth Avenue Executive Officer, Knowlton Associates, New York, NY 10036 Inc. (consulting firm) * Arthur L. Liman Counselor-at-Law; Partner, Paul, Weiss, Paul, Weiss, Rifkind, Wharton & Rifkind, Wharton & Garrison (law firm) Garrison 1285 Avenue of the Americas New York, NY 10019 * George T. Lowy Counselor-at-Law, Partner, Cravath, Cravath, Swaine & Moore Swaine & Moore (law firm) 825 Eighth Avenue New York, NY 10019 * William T. McCaffrey Senior Executive Vice President and Chief Operating Officer; Executive Vice President and Chief Administrative Officer, The Equitable Companies Incorporated * Joseph J. Melone Chairman and Chief Executive Officer; President and Chief Executive Officer, The Equitable Companies Incorporated Peter D. Noris Executive Vice President and Chief Investment Officer; Executive Vice President and Chief Investment Officer, The Equitable Companies Incorporated * Didier Pineau-Valencienne (1) Chairman and Chief Executive Officer, 6470, avenue Jean-Baptiste Clement Schneider S.A. (electrical equipment) 92646 Boulogne-Billancourt Cedex, France
4 Page 55 of 59 Pages
Name, Business Address Present Principal Occupation ---------------------- ---------------------------- * George J. Sella, Jr. Retired Chairman and Chief Executive American Cyanamid Company Officer, American Cyanamid Company P.O. Box 397 (manufacturer pharmaceutical products Newton, NJ 07860 and agricultural products) Jose Suquet Executive Vice President and Chief Agency Officer; Executive Vice President, The Equitable Companies Incorporated Stanley B. Tulin Senior Executive Vice President and Chief Financial Officer; Executive Vice President and Chief Financial Officer, The Equitable Companies Incorporated * Dave H. Williams Chairman and Chief Executive Officer, Alliance Capital Alliance Capital Management Management Corporation Corporation (investment adviser) 1345 Avenue of the Americas New York, NY 10105
- ------------------------------------------ * Director (1) Citizen of the Republic of France (2) Citizen of the United Kingdom (3) Citizen of Canada EX-99.10 10 EXECUTIVE OFFICERS INFORMATION 1 Page 56 of 59 Pages Exhibit 10 Executive Officers and Directors of Equitable Holding Corporation The names of the Directors and the names and titles of the Executive Officers of Equitable Holding Corporation ("EHC") and their business addresses and principal occupations are set forth below. If no address is given, the Director's or Executive Officer's business address is that of EHC at 200 Plaza Drive, 2nd Floor, Secaucus, NJ 07096-1583. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to EHC and each individual is a United States citizen.
Name, Business Address Present Principal Occupation ---------------------- ---------------------------- Raymond T. Burke Secretary and Treasurer * Edward J. Hayes President and Chief Executive Officer * David L. Newcomer Vice President, The Equitable Life Assurance Society of the United States * Naomi J. Weinstein Vice President
*Director EX-99.11 11 EXECUTIVE OFFICERS INFORMATION 1 Page 57 of 59 Pages Exhibit 11 Executive Officers and Directors of Equitable Investment Corporation The names of the Directors and the names and titles of the Executive Officers of Equitable Investment Corporation ("EIC") and their business addresses and principal occupations are set forth below. If no address is given, the Director's or Executive Officer's business address is that of EIC at 1290 Avenue of the Americas, New York, New York 10104. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to EIC and each individual is a United States citizen.
Name, Business Address Present Principal Occupation ---------------------- ---------------------------- * William T. McCaffrey Executive Vice President and Chief Operating Officer; Senior Executive Vice President and Chief Operating Officer, The Equitable Life Assurance Society of the United States; Executive Vice President and Chief Administrative Officer, The Equitable Companies Incorporated * Stanley B. Tulin Executive Vice President and Chief Financial Officer; Senior Executive Vice President and Chief Financial Officer, The Equitable Life Assurance Society of the United States; Executive Vice President and Chief Financial Officer, The Equitable Companies Incorporated * Joseph J. Melone Chairman, Chief Executive Officer, and President; Chairman and Chief Executive Officer, The Equitable Life Assurance Society of the United States; President and Chief Executive Officer, The Equitable Companies Incorporated
*Director EX-99.12 12 EXECUTIVE OFFICERS INFORMATION 1 Page 58 of 59 Pages Exhibit 12 Executive Officers and Directors of ACMC, Inc. The names of the Directors and the names and titles of the Executive Officers of ACMC, Inc. and their business addresses and principal occupations are set forth below. If no address is given, the Director's or Executive Officer's business address is that of ACMC, Inc. at 1290 Avenue of the Americas, New York, New York, 10104. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to ACMC, Inc. and each individual is a United States citizen.
Name, Business Address Present Principal Occupation ---------------------- ---------------------------- * Kevin R. Byrne Vice President and Treasurer, The Equitable Life Assurance Society of the United States and The Equitable Companies Incorporated * Joseph J. Melone Chairman and Chief Executive Officer, The Equitable Life Assurance Society of the United States; President and Chief Executive Officer, The Equitable Companies Incorporated * Louis M. Ocone Executive Vice President and Chief Financial Officer * Stanley B. Tulin Senior Executive Vice President and Chief Financial Officer, The Equitable Life Assurance Society of the United States; Executive Vice President and Chief Financial Officer, The Equitable Companies Incorporated
*Director EX-99.13 13 EXECUTIVE OFFICERS INFORMATION 1 Page 59 of 59 Pages Exhibit 13 Executive Officers and Directors of Equitable Capital Management Corporation The names of the Directors and the names and titles of the Executive Officers of Equitable Capital Management Corporation ("ECMC") and their business addresses and principal occupations are set forth below. If no address is given, the Director's or Executive Officer's business address is that of ECMC at 1290 Avenue of the Americas, New York, New York 10104. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to ECMC and each individual is a United States citizen.
Name, Business Address Present Principal Occupation ---------------------- ---------------------------- * Kevin R. Byrne Vice President and Treasurer, The Equitable Life Assurance Society of the United States and The Equitable Companies Incorporated * Joseph J. Melone Chairman and Chief Executive Officer, The Equitable Life Assurance Society of the United States; President and Chief Executive Officer, The Equitable Companies Incorporated * Louis M. Ocone Executive Vice President and Chief Financial Officer * Stanley B. Tulin Senior Executive Vice President and Chief Financial Officer, The Equitable Life Assurance Society of the United States; Executive Vice President and Chief Financial Officer, The Equitable Companies Incorporated
* Director -----END PRIVACY-ENHANCED MESSAGE-----